Securities & Investment Fraud

Securities & Investment Fraud

Fortman Law has associated with Steve A. Miller, PC, a recognized expert in the area of securities fraud and investment fraud, to represents victims of investment/securities fraud and stockbroker misconduct. Steve A. Miller has over 30 years experience in recovering money lost through poor broker advice and fraud. The clients include retirement plans, companies, and individuals who have suffered substantial losses. Mr. Miller’s cases have been features in The Wall Street Journal, Business Week, The Denver Post, ABC 20/20, and other national media.

Did You Lose Your Life Savings Due To Bad Advice? We Can Help.

Consumers, like yourself, often trust brokers, advisors and investment firms to maintain and ideally grow their savings. Consumers expect to receive truthful, educated, professional, and accurate information and advice for their individual circumstances. However, sometimes corrupt stockbrokers and investment advisors take advantage of consumer trust and lose the consumer’s life savings.

“The Market Is Down” Excusesecurities fraud investment fraud

Substantial losses in customer accounts are not always market driven. Often brokers and advisors blame the market conditions when customers question the cause of substantial losses in their accounts. However, substantial losses in a customer’s account may, in fact, have been directly related to broker mismanagement such as concentration of investments in the same or similar securities or market sectors, conflicts of interest, or the result of unsuitable recommendations by the broker or advisor. Whenever brokers or advisors unduly influence or control investment decisions that are ultimately detrimental to a customer’s account value, the customer has a legal right of action to pursue a claim for recovery of the losses.

Experienced investment fraud or securities fraud lawyers trained in the handling of FINRA arbitrations and related courtroom litigation provide the best professional resources to achieve the greatest opportunity for recovery of customer losses.

Experience Matters

Steve Miller, over 30 years of experience, and Fortman Law are such. Together they have a keen understanding of complexities of FINRA arbitration, mediation, regulation and securities litigation.

Areas of practice include:

  • Securities Fraud
  • Investment Fraud
  • Broker Misconduct
  • Investment Advisor Liability
  • Bank/Trust Liability
  • Mutual Fund Liability
  • Bond Fund Liability
  • Hedge Fund Liability
  • Variable Annuities
  • Variable Insurance
  • Private Placements
  • Commodity Futures/Options
  • Ponzi/Pyramid Schemes
  • Breach of Fiduciary Duty
  • Professional Liability
  • Failure to Supervise
  • Unsuitable Recommendations
  • Concentration/No Diversification
  • Excessive Trading
  • Churning
  • Unauthorized Trading
  • Selling Away

Free initial consultation and case evaluation.

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